Financial Examiners

Enforce or ensure compliance with laws and regulations governing financial and securities institutions and financial and real estate transactions. May examine, verify, or authenticate records.

Enterprising occupations frequently involve starting up and carrying out projects. These occupations can involve leading people and making many decisions. Sometimes they require risk taking and often deal with business.

Enterprising

Conventional occupations frequently involve following set procedures and routines. These occupations can include working with data and details more than with ideas. Usually there is a clear line of authority to follow.

Conventional

Investigative occupations frequently involve working with ideas, and require an extensive amount of thinking. These occupations can involve searching for facts and figuring out problems mentally.

Investigative

Social occupations frequently involve working with, communicating with, and teaching people. These occupations often involve helping or providing service to others.

Social

Artistic occupations frequently involve working with forms, designs and patterns. They often require self-expression and the work can be done without following a clear set of rules.

Artistic

Realistic occupations frequently involve work activities that include practical, hands-on problems and solutions. They often deal with plants, animals, and real-world materials like wood, tools, and machinery. Many of the occupations require working outside, and do not involve a lot of paperwork or working closely with others.

Realistic

Job Zone Four: Considerable Preparation Needed

Direct and participate in formal and informal meetings with bank directors, trustees, senior management, counsels, outside accountants, and consultants to gather information and discuss findings.

Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions.

Prepare reports, exhibits, and other supporting schedules that detail an institution's safety and soundness, compliance with laws and regulations, and recommended solutions to questionable financial conditions.

Resolve problems concerning the overall financial integrity of banking institutions including loan investment portfolios, capital, earnings, and specific or large troubled accounts.

Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency.

Review balance sheets, operating income and expense accounts, and loan documentation to confirm institution assets and liabilities.

Plan, supervise, and review work of assigned subordinates.

Review audit reports of internal and external auditors to monitor adequacy of scope of reports or to discover specific weaknesses in internal routines.

Examine the minutes of meetings of directors, stockholders, and committees to investigate the specific authority extended at various levels of management.

Train other examiners in the financial examination process.

Microsoft Access

Structured query language SQL

Microsoft PowerPoint

ACL Analytics

Financial transaction analysis software

General Examination System GENESYS

PricewaterhouseCoopers TeamMate

NILS INSource

ODEN Insurance Services State Rules & Regulations

Oversight Insights On Demand

System for Electronic Rate and Form Filing SERFF

Investigation management software

Microsoft Project

LexisNexis

Thomson Reuters Westlaw Edge

Microsoft Excel

Microsoft Outlook

SAP software

Microsoft Office software

10-key calculators

Major in business would be helpful. Curriculum includes courses in accounting, finance, insurance, real estate, business writing.

Review of emails and schedule for loan closings. Conference calls with relationship managers and underwriters. Review of loan documentation and establishment of applicable budgets. review of invoices for closings.

Leslie Ifill

Manager

Milestones

Education

Career

Career Roadmap

My work combines:

My work combines:

Travel

Business

Teaching / Mentoring

Day to Day

Advice for Getting Started

Recommended Education

Leslie Ifill

Manager

Milestones

Education

Career

Career Roadmap

My work combines:

My work combines:

Travel

Business

Teaching / Mentoring

Day to Day

Advice for Getting Started

Recommended Education

My career is related to what I studied. I'd recommend the path I took:

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